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Equity trading
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#	Item
341	Notice of Filing of a Proposed Rule Change to Amend its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-15 12:55:43 Options Chicago Board Options Exchange Options Price Reporting Authority Binary option OneChicago LLC Financial economics Investment Finance
342	20 of 22 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-16 06:27:06 Investment Finance Market maker NYSE Arca Order Customer equity Electronic trading Financial markets Stock market Financial economics
343	Order Granting Approval of a Proposed Rule Change to Increase the Trading Activity Fee Rate for Transactions in Covered Equity Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-31 10:48:36 Finance Financial regulation Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Security United States securities law Financial economics Financial system
344	Notice of Filing of Proposed Rule Change to Accommodate Recently Proposed Equity Options That Have a Unit of Trading of 10 Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-25 09:24:27 Financial markets Stock market Options Clearing Corporation United States securities law Financial regulation Short selling International Securities Exchange Short Futures contract Financial economics Finance Financial system
345	Order Approving Proposed Rule Change to Allow FINRA to Grant Exemptions from Certain Equity Trade Reporting Obligations for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-07 11:15:01 Investment Business Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems ACT U.S. Securities and Exchange Commission Alternative display facility United States securities law Stock market Financial economics
346	Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Amend its Rules Governing the Hours of Trading in Equity Options...; Rel No[removed], File Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-09 16:29:42 Chicago Board Options Exchange Options Securities Exchange Act Binary option OneChicago LLC Financial economics Investment Finance
347	Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-25 13:44:24 Financial services Funds Hedge fund Real estate investment trust Collective investment scheme Private equity Financial adviser Investor Investment Advisers Act Financial economics Investment Finance
348	Research Policies Consulting Consulting for and Equity Ownership in Start-Up and other Private Companies (SC[removed]Scope and Purpose Add to Reading List Source URL: www.hhmi.org Language: English - Date: 2013-07-24 14:27:50 Business Economics Janelia Farm Research Campus Howard Hughes Medical Institute Equity securities Consolidation Equity Insider trading Finance Stock market Generally Accepted Accounting Principles
349	Notice of Filing of Proposed Rule Change to Create an Exemption from Certain Reporting Obligations under the Equity Trade Reporting Rules for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-26 12:52:06 Financial system Economy of the United States Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems Alternative display facility U.S. Securities and Exchange Commission ACT United States securities law Financial economics Self-regulatory organizations
350	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF Release No. IA- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-22 16:35:49 Investment Financial crises Financial markets Late-2000s financial crisis Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Private equity Systemic risk Financial economics Economics Finance

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